Geometrically necessary dislocations are like-signed dislocations needed to accommodate for plastic bending in a crystalline material. They are present when a material's plastic deformation is accompanied by internal plastic strain gradients. They are in contrast to statistically stored dislocations, with statistics of equal positive and negative signs, which arise during plastic flow from multiplication processes like the Frank-Read source.

Dislocations in crystalline materials

Statistically stored dislocations

As straining progresses, the dislocation density increases and the dislocation mobility decreases during plastic flow. There are different ways through which dislocations can accumulate. Many of the dislocations are accumulated by multiplication, where dislocations encounters each other by chance. Dislocations stored in such progresses are called statistically stored dislocations, with corresponding density . In other words, they are dislocations evolved from random trapping processes during plastic deformation.

Geometrically necessary dislocations

Geometrically necessary dislocations

In addition to statistically stored dislocation, geometrically necessary dislocations are accumulated in strain gradient fields caused by geometrical constraints of the crystal lattice. In this case, the plastic deformation is accompanied by internal plastic strain gradients. The theory of geometrically necessary dislocations was first introduced by Nye in 1953. Since geometrically necessary dislocations are present in addition to statistically stored dislocations, the total density is the accumulation of two densities, e.g. , where is the density of geometrically necessary dislocations.

Geometrically necessary dislocations

Concept

Single crystal

The plastic bending of a single crystal can be used to illustrate the concept of geometrically necessary dislocation, where the slip planes and crystal orientations are parallel to the direction of bending. The perfect (non-deformed) crystal has a length and thickness . When the crystal bar is bent to a radius of curvature , a strain gradient forms where a tensile strain occurs in the upper portion of the crystal bar, increasing the length of upper surface from to . Here is positive and its magnitude is assumed to be . Similarly, the length of the opposite inner surface is decreased from to due to the compression strain caused by bending. Thus, the strain gradient is the strain difference between the outer and inner crystal surfaces divided by the distance over which the gradient exists

Geometrically necessary dislocations

. Since , .

The surface length divided by the interatomic spacing is the number of crystal planes on this surface. The interatomic spacing is equal to the magnitude of Burgers vector . Thus the numbers of crystal planes on the outer (tension) surface and inner (compression) surface are and , respectively. Therefore, the concept of geometrically necessary dislocations is introduced that the same sign edge dislocations compensate the difference in the number of atomic planes between surfaces. The density of geometrically necessary dislocations is this difference divided by the crystal surface area

.

More precisely, the orientation of the slip plane and direction with respect to the bending should be considered when calculating the density of geometrically necessary dislocations. In a special case when the slip plane normals are parallel to the bending axis and the slip directions are perpendicular to this axis, ordinary dislocation glide instead of geometrically necessary dislocation occurs during bending process. Thus, a constant of order unity is included in the expression for the density of geometrically necessary dislocations

.

Polycrystalline material

Between the adjacent grains of a polycrystalline material, geometrically necessary dislocations can provide displacement compatibility by accommodating each crystal's strain gradient. Empirically, it can be inferred that such dislocations regions exist because crystallites in a polycrystalline material do not have voids or overlapping segments between them. In such a system, the density of geometrically necessary dislocations can be estimated by considering an average grain. Overlap between two adjacent grains is proportional to where is average strain and is the diameter of the grain. The displacement is proportional to multiplied by the gage length, which is taken as for a polycrystal. This divided by the Burgers vector, b, yields the number of dislocations, and dividing by the area () yields the density

which, with further geometrical considerations, can be refined to

.