Let $G$ be a graph on $n \ge 3$ vertices, whose adjacency matrix has eigenvalues $\lambda_1 \ge \lambda_2 \ge \dots \ge \lambda_n$. The problem of bounding $\lambda_k$ in terms of $n$ was first proposed by Hong and was studied by Nikiforov, who demonstrated strong upper and lower bounds for arbitrary $k$. Nikiforov also claimed a strengthened upper bound for $k \ge 3$, namely that $\frac{ \lambda_k}{ n} < \frac{ 1}{ 2\sqrt{ k-1}} - \varepsilon_k$ for some positive $\varepsilon_k$, but omitted the proof due to its length. In this paper, we give a proof of this bound for $k = 3$. We achieve this by instead looking at $\lambda_{ n-1} + \lambda_n$ and introducing a new graph operation which provides structure to minimising graphs, including $\omega \le 3$ and $\chi \le 4$. Then we reduce the hypothetical worst case to a graph that is $n/2$-regular and invariant under said operation. By considering a series of inequalities on the restricted eigenvector components, we prove that a sequence of graphs with $\frac{ \lambda_{ n-1} + \lambda_n}{ n}$ converging to $-\frac{ \sqrt{ 2}}{ 2}$ cannot exist.

Categories: math.CO

Strengthened upper bound on the third eigenvalue of graphs