Short title

This chapter may be cited as the “Securities Act of 1933”.

§ 77b. Definitions; promotion of efficiency, competition, and capital formation

§ 77b-1. Swap agreements

§ 77c. Classes of securities under this subchapter

§ 77d. Exempted transactions

§ 77e. Prohibitions relating to interstate commerce and the mails

§ 77f. Registration of securities

§ 77g. Information required in registration statement

§ 77h. Taking effect of registration statements and amendments thereto

§ 77h-1. Cease-and-desist proceedings

§ 77i. Court review of orders

§ 77j. Information required in prospectus

§ 77k. Civil liabilities on account of false registration statement

§ 77l. Civil liabilities arising in connection with prospectuses and communications § 77m. Limitation of actions § 77n. Contrary stipulations void § 77o. Liability of controlling persons § 77p. Additional remedies; limitation on remedies § 77q. Fraudulent interstate transactions § 77r. Exemption from State regulation of securities offerings § 77r-1. Preemption of State law § 77s. Special powers of Commission § 77t. Injunctions and prosecution of offenses § 77u. Hearings by Commission § 77v. Jurisdiction of offenses and suits § 77w. Unlawful representations § 77x. Penalties § 77y. Jurisdiction of other Government agencies over securities § 77z. Separability § 77z-1. Private securities litigation § 77z-2. Application of safe harbor for forward-looking statements § 77z-3. General exemptive authority § 77aa. Schedule of information required in registration statement

United States Code/Title 15/Chapter 2A/Subchapter I

Note

Source

May 27, 1933, ch. 38, title I, § 1 [§ 77a.], 48 Stat. 74.

United States Code/Title 15/Chapter 2A/Subchapter I

Short Title of 1980 Amendment

Pub. L. 96–477, title VI, § 601, Oct. 21, 1980, 94 Stat. 2294, provided that: “This title [amending sections 77b and 77d of this title] may be cited as the ‘Small Business Issuers' Simplification Act of 1980’.”

United States Code/Title 15/Chapter 2A/Subchapter I

United States Code, Title 15